Skip to main content

TERMS AND CONDITIONS — PROMOTIONAL CAMPAIGN: “READY IS A MYTH”

1. Campaign Duration

The campaign will be valid for a period of three (3) months from its official start date as communicated by Hapi Securities, LLC (the “Campaign Period”).

Any participation outside this period will not be considered valid.

Promotional benefits may be assigned and credited within a maximum period of forty-eight (48) hours after the participation conditions have been met, subject to operational and compliance validations.


2. Participation Mechanics

The campaign is intended for users of legal age with an active and eligible account at Hapi Securities, LLC, subject to applicable verification and compliance processes.

To participate, the user (the “Participant”) must:

  • Execute purchase or sale transactions of securities (“trades”) within the application for a minimum amount of fifty U.S. dollars (USD $50) per transaction during the Campaign Period.

  • Each eligible transaction may generate a promotional benefit, subject to fulfillment of all requirements, compliance review, and availability.

  • Only properly executed and non-reversed transactions will be considered valid.

  • Each Participant may receive a maximum of three (3) promotional benefits during the entire Campaign Period.


3. Limited Availability

The campaign has a limited number of promotional benefits.

Benefits will be granted exclusively to Participants who properly complete the participation mechanics described above and while supplies remain available.

Once the available stock is exhausted, the campaign may continue to remain active without additional benefits being granted.


4. Benefits and Rewards

Each eligible Participant may receive fractional shares of certain U.S.-listed ETFs, assigned to their brokerage account held at Hapi Securities, LLC and custodied by Apex Clearing Corporation, a member of FINRA and SIPC.

The eligible assets correspond exclusively to:

Stocks

  • Apple

  • Amazon

  • Tesla

The specific asset will be determined through an automated process previously defined by Hapi Securities, LLC. The Participant will not be able to choose the assigned ETF.

The reference value of the assets may vary depending on market conditions at the time of assignment.

Nature of the Benefit

For the avoidance of doubt:

  • The benefit does not constitute cash.

  • It is not transferable outside the account.

  • It consists exclusively of the assignment of assets.

  • The assigned assets do not constitute a recommendation, promotion, or investment advice.

  • Hapi Securities, LLC does not assess the suitability of the asset for the Participant.

  • The mention of ETFs is provided solely for informational purposes.


5. Important Risks

Investments in securities involve risks, including the possible loss of principal.

ETFs:

  • Are subject to market risks.

  • Past performance does not guarantee future results.

  • May fluctuate in price.

Fractional shares:

  • Are not transferable through ACATS.

  • May require liquidation before transferring or closing an account.

  • May involve execution and liquidity risks.


6. Assignment Methodology

The benefit will be assigned automatically when the Participant executes an eligible trade and availability exists.

The assignment:

  • Is automatic.

  • Is non-discretionary.

  • Does not allow the Participant to select the ETF.

  • Is subject to compliance review.


7. Post-Assignment Restrictions

Assets acquired through the promotional benefit may not be sold or liquidated for a minimum period of one (1) business day from their effective assignment.

Hapi Securities, LLC may reverse or cancel benefits in the event of:

  • Reversal or cancellation of the trade.

  • Failure to meet requirements.

  • Fraudulent or abusive activity.

  • Operational or regulatory errors.

  • Regulatory or compliance requirements.


8. General Restrictions

  • Maximum of three (3) benefits per Participant.

  • Only trades ≥ USD $50 qualify.

  • Canceled trades do not qualify.

  • Fraudulent or automated accounts will be disqualified.

  • Employees, affiliates, and contractors are not eligible.


9. Use of Name and Image

By participating, the Participant authorizes the use of their username and participation status for communication purposes. This authorization may be revoked in writing at any time.

No financial data or sensitive personal information will be shared.


10. Legal and Regulatory Matters

This campaign:

  • Does not constitute an offer or recommendation to invest.

  • Does not promote specific securities.

  • Is subject to the Customer Agreement, privacy policies, and other applicable documents.

  • May be modified or canceled for regulatory or operational reasons.

  • Is subject to compliance oversight.

Transactions and assignments will be subject to recordkeeping requirements in accordance with applicable regulations.

The benefit may generate tax obligations. Hapi Securities, LLC does not provide tax advice.


11. Custody and SIPC

Brokerage accounts are custodied by Apex Clearing Corporation.

Hapi Securities, LLC is a member of SIPC. SIPC protects customers up to $500,000 (including $250,000 for cash) against the insolvency of the broker-dealer. SIPC does not protect against market losses. More information at www.sipc.org.


12. Governing Law

These Terms and Conditions shall be governed by the applicable laws of the jurisdictions where Hapi Securities, LLC operates.


13. Acceptance

Participation implies full and unconditional acceptance of these Terms and Conditions.


14. Additional Disclosures

Participation is void where prohibited by law.

Did this answer your question?